SEC Compliance and IPO Readiness Services

Salibello & Broder LLP provides assistance to public companies in filing reports with the Securities and Exchange Commission (SEC) as well as private companies planning to go through the process of filing an initial public offering (IPO) to go public. Our experienced SEC team is ready to assist you in your compliance with SEC regulations. We will complement your resources and fill the interim gap in your operations. Our services include guidance, assistance and preparation in the following areas:

Initial Public Offering and Prospectus:

• Assist in the preparation of financial information included in the registration statement and prospectus
• Unaudited Pro Forma Statements
• Management Discussion and Analysis of Financial Condition and Results of Operations
• Compensation Tables with Discussion and Analysis
• Historical Financial Statement and Required Disclosures
• Assist in the preparation of other 1933 Act Registration Statements

Public Company Reporting:

Preparation of routine reports which include:

• Form 10Q (Quarterly Reports)
• Form 10K (Annual Reports)
• Form 8K (Current Reports)

Private Placement Memorandum

Readiness for Year-End Audits

• Drafting Financial Statements and Required Disclosures
• Account Analysis
• Accounting for Reverse Mergers
• Accounting for Stock Options

Download SEC Compliance and IPO Readiness Services Brochure