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Ensuring your Employees’ Retirement Plans are 401 “O(k)”


Contact: Paul Seach
Tel. 212-404-5557
Email: pseach@sb-cpa.com

FOR IMMEDIATE RELEASE

June 23, 2009

NEW YORK - Timely topics along with knowledgeable participants naturally made for a dynamic group discussion on 401(k) plans led by the Employee Benefits Group of Salibello & Broder LLP (S&B) today.

While today's headlines often reflect 401(k) plan participants' concerns over their retirement nest eggs, today's discussion focused on the challenges these new regulations and developments pose to benefits professionals.

Held at the New York offices of Salibello & Broder, the event gave attendees the opportunity to share their experiences, concerns and questions regarding 401(k) plans.

"There are many issues that, if left until the last minute, can become problems once the Department of Labor and Internal Revenue Service start their audits," said speaker Bob Hamilton, a senior manager at S&B. "After working on numerous 401(k) plans throughout the years, Salibello & Broder has been able to identify these issues and we believe we should let others know so they can try to avoid these issues down the road." Mr. Hamilton led the discussion on the new Schedule C reporting. These new reporting requirements facilitate an annual review of plan-related fees and expenses and aim to increase transparency.

Gary Broder, senior partner at S&B, led the discussion on FAS 157. The new standard established a consistent definition of fair value and method of determination under U.S. Generally Accepted Accounting Principles (GAAP).

Speaking on the significance and complexity of plan governance was Tony Calabrese, a Partner and chairman of the Financial Services and Investment Companies Group at S&B. His presentation also touched upon the consequences for non-compliance including taxes, penalties, litigation and personal liability.

The seminar closed with a discussion on recordkeeping considerations led by Michael Campione, a district manager in the Major Accounts Retirement Services at ADP. Topics during his discussion included the knowledge and expertise of a recordkeeper, legal compliance, the importance of communication, participant education, and quality and timeliness of service.

More roundtable discussions of employee benefits plans will be announced soon. See www.sb-cpa.com for a schedule of upcoming events.

               

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Founded in 1978, S&B has grown into a full-service accounting and professional services firm with offices in New York and Los Angeles.

S&B has become a middle-market leader due to our dedication to value-added year-round client service, our commitment to providing the highest quality service, and our investment in the ongoing training of our staff.

The 401(k) Roundtable Discussion is part of a series of seminars organized by S&B's Employee Benefits Group. If you would like more information on our seminars, or would like us to present to your company, please contact Paul Seach at 212-404-5557 or pseach@sb-cpa.com.

Visit www.sb-cpa.com for a full list of services, information about S&B and to join our weekly tax tips list and to receive invitations to our upcoming events.



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